IKM-Policy-FAQs

Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI | ICF

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances. Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention Investors:

1)  Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020. 2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge. 3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

2) Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

3) To abstain from dealing in any schemes of unauthorized collective investments/portfolio management, indicative / guaranteed / fixed returns / payments etc.

Details of Client Account of IKM Investors Private Limited:

Investors are requested to note that IKM Investors Private Limited (name of stock broker)is permitted to receive money from investor through designated bank account only named as IKM INVESTORS PRIVATE LIMITED USCNB A/C. IKM Investors Private Limited is (name of stock broker) also required to disclose this client bank account to Stock Exchange. Hence, you are requested to use above client bank account only for the purpose of dealings in your trading account with us. The details of this client bank account is also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.

Issued in the interest of investors.

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.)you need not undergo the same process again when you approach another intermediary.” Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non-allotment the funds will remain in your bank account. As a business we don’t give stock tips, and have not authorized anyone to trade on behalf of others.

Investors may please refer to the Exchange’s Download Ref No: NSE/ISC/50597 (Circular Ref. No: 30/2021) dated December 14, 2021 regarding Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites.

Investors may please refer to the Exchange’s Download Ref No: NCL/CMPL/49764 (Circular Ref. No: 28/2021) dated September 29, 2021, regarding Segregation and Monitoring of Collateral at Client Level – Reporting Format on their websites.

Procedure to view collateral data by clients:

Clients can register on the following URL for viewing the collateral information.

https://investorhelpline.nseindia.com/ClientCollateral/welcomeCLUser